The AML provided the public with clarification concerning the personal data leak affecting Desjardins Group. The AMF reminded the...
CN Editor
June 21, 2019
AMF INSTITUTES PROCEEDINGS AGAINST THREE ENTITIES AND AN INDIVIDUAL RELATED TO THE COINEX CRYPTO TRADING PLATFORM
DATA BREACH EXPOSED MACKENZIE CLIENTS" PERSONAL DATA BUT NOT HOLDINGS, FIRM SAYS
AMF PUBLISHES ITS 2023-2024 ANNUAL STATEMENT OF PRIORITIES
AMF TEMPORARILY EASES ITS RULES IN ORDER TO SUPPORT CONSUMERS AND THE INDUSTRY BY ALLOWING SUPERNUMERARIES TO ACT AS CLAIMS ADJUSTERS
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NEW SRO ALLEGES FORMER SCOTIA CAPITAL INC. REP CONDUCTED OFF-BOOK INVESTMENTS WITHOUT AUTHORIZATION
NEW SRO ALLEGES FORMER CIBC SECURITIES INC. REP MISAPPROPRIATED FUNDS AND ENGAGED IN PERSONAL FINANCIAL DEALINGS WITH A CLIENT
OSC PUBLISHES ITS 2023-2024 STATEMENT OF PRIORITIES
NEW SRO SANCTIONS FORMER SCOTIA CAPITAL INC. REP FROM HALIFAX, NS