The CSA published a notice (CSA Staff Notice 31-354 – Suggested Practices for Engaging with Older or Vulnerable Client) that outl...
CN Editor
June 24, 2019
CANADIAN SECURITIES REGULATORS PROPOSE STREAMLINED CAPITAL RAISING OPTION FOR CANADIAN-LISTED ISSUERS
CANADIAN SECURITIES REGULATORS ISSUE WARNING ABOUT SUSPICIOUS EMAILS
CANADIAN SECURITIES REGULATORS PUBLISH FINAL AMENDMENTS TO ENHANCE PROTECTION OF OLDER AND VULNERABLE CLIENTS
CANADIAN SECURITIES REGULATORS SIGN INNOVATIVE FUNCTIONS CO-OPERATION AGREEMENT WITH THE SECURITIES AND FUTURES COMMISSION OF HONG KONG
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS