The CSA published a notice (CSA Staff Notice 31-354 – Suggested Practices for Engaging with Older or Vulnerable Client) that outl...
CN Editor
June 24, 2019
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS
ONTARIO BUDGET VOICES SUPPORT FOR OBSI REFORM
INVESTOR ALERT: INVESTORS ARE NOT REQUIRED TO USE CLAIMS MANAGEMENT COMPANIES TO COMMUNICATE WITH THE CSA, CIRO OR OBSI
CANADIAN SECURITIES REGULATORS ISSUE STATEMENTS ON PROPOSED SUSTAINABILITY DISCLOSURE STANDARDS AND ONGOING CLIMATE CONSULTATION
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CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
OSC REPORT SHEDS LIGHT ON DARK PATTERNS AND OTHER MANIPULATIVE DIGITAL ENGAGEMENT PRACTICES
FINANCIAL WATCHDOG STOPS THOUSANDS OF MISLEADING ADS AND PROMOTIONS
CIRO SANCTIONS FORMER INVESTORS GROUP FINANCIAL SERVICES REP FROM WINNIPEG, MB