SEC ADOPTS CAPITAL, MARGIN, AND SEGREGATION REQUIREMENTS FOR SECURITY-BASED SWAP DEALER AND MAJOR SECURITY-BASED SWAP PARTICIPANTS AND AMENDS THE CAPITAL AND SEGREGATION THE CAPITAL AND SEGREGATION REQUIREMENTS FOR BROKER-DEALER

The SEC took another significant step toward establishing the regulatory regime for security-based swap dealers today by adoptin...


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CN Editor

June 24, 2019