The Global Financial Innovation Network (GFIN) has marked its first year with the publication of a report describing the consorti...
CN Editor
June 26, 2019
QUESTRADE SECURES APPROVAL TO LAUNCH CANADA"S NEWEST BANK
BCSC BANS TWO PEOPLE FROM INVESTMENT MARKET FOR MISCONDUCT RELATED TO STARTUP
FINTECH ADOPTION THREATENS TRADITIONAL SECURITIES FIRMS: FITCH
B.C. MEN AND COMPANIES AGREE TO PAY $110,000 TO BCSC FOR UNREGISTERED ACTIVITY, ILLEGAL DISTRIBUTION OF SECURITIES
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP