IFIC has filed a series of submissions in response to the MFDA proposed amendments to By-law No.1, which are aimed at creating re...
CN Editor
June 27, 2019
CRYPTO SHOULD FACE TRADITIONAL REG PRINCIPLES: SIFMA
IOSCO ISSUES FINAL REPORT ON STANDARDS IMPLEMENTATION MONITORING FOR REGULATOR PRINCIPLES
AS SEC SHIFTS, NASAA TOUTS STATE REGULATION
IFIC REBRANDS AS SIMA, ESTABLISHIHNG IT AS THE LEADING VOICE FOR THE SECURITIES AND INVESTMENT MANAGEMENT INDUSTRY
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL