IFIC has filed a series of submissions in response to the MFDA proposed amendments to By-law No.1, which are aimed at creating re...
CN Editor
June 27, 2019
IOSCO ISSUES FINAL REPORT ON STANDARDS IMPLEMENTATION MONITORING FOR REGULATOR PRINCIPLES
AS SEC SHIFTS, NASAA TOUTS STATE REGULATION
IFIC REBRANDS AS SIMA, ESTABLISHIHNG IT AS THE LEADING VOICE FOR THE SECURITIES AND INVESTMENT MANAGEMENT INDUSTRY
IFIC RESPONDS TO CONSULTATION ON THE HARMONIZATION OF CIRO"S CONTINUING EDUCATION PROGRAMS
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GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION