IFIC has filed a series of submissions in response to the MFDA proposed amendments to By-law No.1, which are aimed at creating re...
CN Editor
June 27, 2019
SIMA UNVEILS NEW TAGLINE AT 2025 ANNUAL LEADERSHIP CONFERENCE
DENVER-BASED EDUCATION PROVIDER ACQUIRES SEEWHY FINANCIAL LEARNING
CRYPTO SECTOR REGULATION STILL PATCHY
DISGORGEMENT - PROPOSED AMENDMENTS TO THE MUTUAL FUND DEALER RULES
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS