The Autorité des marchés financiers (AMF) published the Statement of key planned initiatives for 2019-2020 to inform the industry...
CN Editor
June 28, 2019
FAIR TREATMENT OF CLIENTS - AMF ENDORSES NATIONAL SEGREGATED FUNDS GUIDANCE AND WILL INCORPORATE IT INTO ITS FRAMEWORKS
COURT ORDERS AMF TRIBUNAL TO CONSIDER SETTLEMENT
CFFIM: "PAUSE AND RESET" ON AMF"S AI GUIDANCE
AMF AND SECURITIES AND FUTURES COMMISSION OF HONG KONG ENHANCE COOPERATION AND MARKET ACCESS IN THE AREA OF ASSET MANAGEMENT
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APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING
ADVISOR CHARGEBACKS ARE BAD FOR THE INDUSTRY