Fabiana Abdel-Malek was sentenced to 3 years’ imprisonment and Walid Choucair sentenced to 3 years’ imprisonment in respect of fi...
CN Editor
June 28, 2019
U.K. LAUNCHES STABLECOIN REGULATION CONSULTATION
FCA PUBLISHES REVIEW OF CONSOLIDATION IN FINANCIAL ADVICE AND WEALTH MANAGEMENT SECTOR
OSC SETTLEMENT WITH JESSICA TAM IN INSIDER TRADING SCHEME APPROVED BY CAPITAL MARKETS TRIBUNAL
FCA WARNS INVESTORS IN CFDS RISK LOSING OUT ON PROTECTIONS
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP