Advocis, The Financial Advisors Association of Canada, annouced the appointment of Abe Toews as Chair of the Board of Directors. ...
CN Editor
July 02, 2019
CFFIM: ANALYSIS OF CIRO INDEPENDENT DIRECTOR TERM LIMITS
OSFI CONSULTS ON REGIME FOR INDUSTRY ACCOUNTABILITY
APPLICATIONS NOW OPEN FOR NEXT ROUND OF FCA"S AI LIVE TESTING
FCA SEEKS MORE CREDIBILITY FOR ESG RATINGS
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS