Advocis, The Financial Advisors Association of Canada, annouced the appointment of Abe Toews as Chair of the Board of Directors. ...
CN Editor
July 02, 2019
ADVOCIS FILES $185K COUNTERCLAIM AGAINST NET-PATROL
ADVOCIS PUSHES FOR GREATER PROFICIENCY FOR FA TITLE
FCA DECIDES TO FINE AND BAN ROBIN CRISPIN ODEY
GROWTH OF PRIVATE MARKETS REQUIRES CONTINUED FOCUS ON VALUATIONS
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL