The Office of the Superintendent of Financial Institutions (OSFI) announced that it will be adopting guidance proposed earlier th...
CN Editor
July 02, 2019
CANADIAN SECURITIES REGULATORS ANNOUNCE TEMPORARY EXEMPTIONS FOR DERIVATIVES DEALERS AND ADVISERS
OSFI CONFRONTS RISING LIQUIDITY RISKS
CFTC ISSUES ORDER AGAINST CRYPTO PRIME BROKERAGE FIRM FOR ILLEGALLY PROVIDING U.S. CUSTOMERS ACCESS TO DIGITAL ASSET DERIVATIVES TRADING PLATFORMS
CFTC TO DRAW LINE BETWEEN GAMBLING, FUTURES TRADING
Thank you for the feedback!!
TD BANK ORDERED TO IDENTIFY WHISTLEBLOWER
B.C. FIRM AND FORMER CEO AGREE TO PAY NEARLY HALF A MILLION DOLLARS FOR COMPLIANCE DEFICIENCIES
FAKE INVESTMENT FIRM SANCTIONED
AMF ENTERS INTO AN AGREEMENT WITH APPLE CANADA INC.