The Office of the Superintendent of Financial Institutions (OSFI) announced that it will be adopting guidance proposed earlier th...
CN Editor
July 02, 2019
APPLICATION OF CIRO REQUIREMENTS TO EVENT CONTRACTS
FIFAI II: AI RISKS AND OPPORTUNITIES: ADOPTING AN AGILE FRAMEWORK IN CANADIAN FINANCIAL SERVICES
INVESTOR ACCESS TO RISKY PRODUCTS A PRIORITY FOR IOSCO
COURT WARNS BINANCE NOT TO PUSH ARBITRATION
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
FORMER BROKER CHARGED IN "FREE RIDER" CASE