TheAMF indicated that declarations for the period of January 1 to June 30, 2019 must be filed via the Complaint Reporting System ...
CN Editor
July 03, 2019
FAIR TREATMENT OF CLIENTS - AMF ENDORSES NATIONAL SEGREGATED FUNDS GUIDANCE AND WILL INCORPORATE IT INTO ITS FRAMEWORKS
COURT ORDERS AMF TRIBUNAL TO CONSIDER SETTLEMENT
CFFIM: "PAUSE AND RESET" ON AMF"S AI GUIDANCE
OBSI LAUNCHES PROACTIVE RESOLUTION INITIATIVE PILOT
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP