FINRA ORDERS SUMMIT BROKERAGE SERVICES TO PAY MORE THAN $550,000 IN RESTITUTION TO CUSTOMERS FOR EXCESSIVE TRADING

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FINRA today that it has sanctioned Summit Brokerage Services, Inc. (Summit) a total amount exceeding $880,000 for supervisory fai...


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FINRAEnforcementExcessive Trading

CN Editor

July 03, 2019

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