Alpha is removing the requirement to provide Alpha Members (as defined in the Alpha Rules) with 30 days’ notice of any fee change...
CN Editor
July 05, 2019
REGULATORS TALK REMEDIATION, FEE TRANSAPARENCY AND "CONSUMER-CENTRIC" PRODUCT DESIGN
OSC"S APPEAL OF PRIVACY DECISION REJECTED
RETAIL INVESTORS NEED TOOLS FOR PRIVATE MARKETS
SEJEAN REID AND WHITNEY CHARLES CHARGED WITH FRAUD AND MONEY LAUNDERING
Thank you for the feedback!!
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS