Alpha is removing the requirement to provide Alpha Members (as defined in the Alpha Rules) with 30 days’ notice of any fee change...
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July 05, 2019
CSA STAFF NOTICE 11-349 NOTICE OF LOCAL AMENDMENTS IN CERTAIN JURISDICTIONS
THE OSC ANNOUNCES FRAUD ALLEGATIONS AGAINST SPONSORSONE BRANDS INC. AND GARY AND MYLES BARTHOLOMEW
OSC ALLEGES AUDITING FAILURES BY KPMG IN CONNECTION WITH FOUR BRIDGING FINANCE INC. FUNDS
OSC SEEKS FEEDBACK ON EFFORTS TO CREATE A MACHINE-READABLE REGULATORY FRAMEWORK
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
FORMER BROKER CHARGED IN "FREE RIDER" CASE