A Quebec court fined Charlito Hael a total of $136,600 for offences committed under the Act respecting the distribution of financ...
CN Editor
July 05, 2019
B.C. MAN AND HIS COMPANY AGREE TO PAY $4 MILLION TO BCSC FOR FRAUD, MISREPRESENTATION AND ILLEGAL DISTRIBUTION
AMF AND SECURITIES AND FUTURES COMMISSION OF HONG KONG ENHANCE COOPERATION AND MARKET ACCESS IN THE AREA OF ASSET MANAGEMENT
AUDITORS, LAWYERS NOT LIABLE FOR PAYDAY LENDER"S COLLAPSE
VANCOUVER-BASED VELA WEALTH ACQUIRES MCCURDY FINANCIAL PLANNING
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP