FINRA requests comment on a proposal to expand the alternative trading system (ATS) volume data that it publishes on its website ...
CN Editor
July 10, 2019
BCSC NOTICE AND REQUEST FOR COMMENT - PROPOSED AMENDMENTS TO NI 94-101 MANDATORY CENTRAL COUNTERPARTY CLEARING OF DERIVATIVES
FINRA ORDERS ROBINHOOD FINANCIAL TO PAY $3.75 MILLION IN RESTITUTION TO CUSTOMERS; FINES ROBINHOOD FINANCIAL AND ROBINHOOD SECURITIES FOR ANTI-MONEY LAUNDERING, SUPERVISORY AND DISCLOSURE VIOLATIONS
PROPOSED AMENDMENTS RESPECTING CONTINGENT DERIVATIVE ORDERS
UPDATING TRACE REPORTING TIMEFRAMES
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