IIROC is proposing amendments to Rule 2650 (Continuing Education Requirements for Approved Persons). IIROC Notice 19-0117 outline...
CN Editor
July 12, 2019
FCA - A NEW IMPROVED HANDBOOK WEBSITE
CANADIAN SECURITIES REGULATORS PROPOSE PROHIBITING THE USE OF CHARGEBACKS IN THE DISTRIBUTION OF INVESTMENT FUNDS
INVESTOR ALERT: INVESTMENT RECOVERY SCAM BY IIROC IMPERSONATOR
NEW WEBCAST: HIGHLIGHTS OF CIRO"S 2024-25 ENFORCEMENT REPORT
Thank you for the feedback!!
SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL