Firms that trade in contracts for difference (CFDs) are skirting regulators’ efforts to curb their sale to retail investors, Euro...
CN Editor
July 15, 2019
FINTECH ADOPTION THREATENS TRADITIONAL SECURITIES FIRMS: FITCH
N.B."S TITLE PROTECTION DROPS ENHANCED EDUCATIONAL REQUIREMENT FOR FINANCIAL ADVISORS
WOMAN SANCTIONED FOR INSIDER TRADING
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
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OSC SEEKS TO ENFORCE D&O SANCTIONS
CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.