The MFDA has commenced disciplinary proceedings against Sylvia Suk Fan Wong ("Wong") a former salesperson with Investia Financial...
CN Editor
July 17, 2019
MFDA SANCTIONS FORMER BMO INVESTMENTS REP
MFDA PERFORMANCE REPORTING TARGETED REVIEW
RESEARCH REPORT: IMPROVING FEE DISCLOSURES FOR CANADIAN INVESTOR
APPROVAL OF MFDA CONTINUING EDUCATION (CE) REQUIREMENTS
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS