The MFDA has commenced disciplinary proceedings against Sylvia Suk Fan Wong ("Wong") a former salesperson with Investia Financial...
CN Editor
July 17, 2019
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM HALTON HILLS, ON
CIRO SANCTIONS DESJARDINS FINANCIAL SECURITY INVESTMENTS REP FROM HALIFAX, NS
CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM FREDERICTON, NB
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
Thank you for the feedback!!
TD BANK ORDERED TO IDENTIFY WHISTLEBLOWER
B.C. FIRM AND FORMER CEO AGREE TO PAY NEARLY HALF A MILLION DOLLARS FOR COMPLIANCE DEFICIENCIES
FAKE INVESTMENT FIRM SANCTIONED
AMF ENTERS INTO AN AGREEMENT WITH APPLE CANADA INC.