The MFDA has published a discussion paper intended to solicit feedback from all stakeholders on the MFDA’s proposed accreditation...
CN Editor
July 22, 2019
RULE CONSOLIDATION PROJECT - PROPOSED CIRO RULES
PROPOSED AMENDMENTS TO BC INSTRUMENT 22-502
BCSC NOTICE AND REQUEST FOR COMMENT - PROPOSED AMENDMENTS TO BC INSTRUMENT 22-502 REGISTRATION BY THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA
REPUBLICATION OF PROPOSED AMENDMENTS - FULLY PAID LENDING AND FINANCING ARRANGEMENTS
Thank you for the feedback!!
CIRO NEEDS TO STOP SAYING "SHOULD"
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
FORMER BROKER CHARGED IN "FREE RIDER" CASE