The MFDA has published a discussion paper intended to solicit feedback from all stakeholders on the MFDA’s proposed accreditation...
CN Editor
July 22, 2019
IOSCO SETS THE STANDARD FOR GLOBAL CRYPTO REGULATION
SEC PROPOSES RULE AMENDMENTS AND NEW RULE TO IMPROVE RISK MANAGEMENT AND RESILIENCE OF COVERED CLEARING AGENCIES
SEC REOPENS COMMENT PERIOD FOR PROPOSED RULE AMENDMENTS TO MODERNIZE BENEFICIAL OWNERSHIP REPORTING
CANADIAN SECURITIES REGULATORS PUBLISH ANNUAL ACTIVITIES REPORT ON THE OVERSIGHT OF SROS AND INVESTOR PROTECTION FUNDS
Thank you for the feedback!!
NEW SRO ALLEGES FORMER SCOTIA CAPITAL INC. REP CONDUCTED OFF-BOOK INVESTMENTS WITHOUT AUTHORIZATION
NEW SRO ALLEGES FORMER CIBC SECURITIES INC. REP MISAPPROPRIATED FUNDS AND ENGAGED IN PERSONAL FINANCIAL DEALINGS WITH A CLIENT
OSC PUBLISHES ITS 2023-2024 STATEMENT OF PRIORITIES
NEW SRO SANCTIONS FORMER SCOTIA CAPITAL INC. REP FROM HALIFAX, NS