The OSC has approved settlement agreements with Ava Trade Ltd (Ava Trade). and International Capital Markets Pty Ltd (IC Markets)...
CN Editor
July 26, 2019
NOTICE OF COMMISSION APPROVAL OF OSC RULE 13-513 EXTENSION TO ONTARIO INSTRUMENT 13-512 TEMPORARY EXEMPTION FROM THE REQUIREMENT TO TRANSMIT A REPORT OF EXEMPT DISTRIBUTION THROUGH SEDAR+
CFTC ORDERS NEW YORK TRADER TO PAY $200,000 FOR SPOOFING
ONTARIO SECURITIES COMMISSION ISSUES 2026 RISK ASSESSMENT QUESTIONNAIRE
TRIBUNAL BANS B.C. MAN OVER U.S. PUMP-AND-DUMP
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HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO ALLEGES GATEKEEPER FAILURE BY FORMER BMO NESBITT BURNS REP FROM MONTREAL, QC