The OSC has approved settlement agreements with Ava Trade Ltd (Ava Trade). and International Capital Markets Pty Ltd (IC Markets)...
CN Editor
July 26, 2019
BCBS-CPMI-IOSCO PUBLISH ANALYSIS OF MARGINING DYNAMICS IN CENTRALLY CLEARED COMMODITIES MARKETS DURING 2022 STRESS EVENTS
OSC INVESTOR WARNINGS AND ALERTS FOR MAY 2-23, 2023
OSC SEEKS APPLICATIONS FOR INVESTOR ADVISORY PANEL
BRIDGING EXECS REBUFFED BY COURT AND TRIBUNAL
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NEW SRO ALLEGES FORMER SCOTIA CAPITAL INC. REP CONDUCTED OFF-BOOK INVESTMENTS WITHOUT AUTHORIZATION
NEW SRO ALLEGES FORMER CIBC SECURITIES INC. REP MISAPPROPRIATED FUNDS AND ENGAGED IN PERSONAL FINANCIAL DEALINGS WITH A CLIENT
OSC PUBLISHES ITS 2023-2024 STATEMENT OF PRIORITIES
NEW SRO SANCTIONS FORMER SCOTIA CAPITAL INC. REP FROM HALIFAX, NS