The MFDA sanctioned Roman Vendrov ("Vendrov"), a former salesperson with Shah Financial Planning Inc. in Toronto, ON. It was alle...
CN Editor
July 30, 2019
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
CFTC WRAPS CASE AGAINST CRYPTO CEO
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS
CIRO ALLEGES FAILURE TO COOPERATE BY FORMER DESJARDINS FINANCIAL SECURITY INVESTMENTS REP FROM TORONTO, ON
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REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS