IFIC filed its submission responding to the CSA proposed NI 13-103 System Replacement Rule and the proposed repeal and replacemen...
CN Editor
July 30, 2019
IFIC MAKES RECOMMENDATION TO GOVERNMENT OF MANITOBA ON USE OF "FINANCIAL ADVISOR" TITLE
IFIC MONTHLY INVESTMENT FUND STATISTICS - AUGUST 2023
IFIC ANNOUNCES NEW CHAIR AND BOARD OF DIRECTORS FOR 2023-2024
CFIQ ANNOUNCES BOARD OF GOVERNORS FOR 2023-2024 AND RE-ELECTS ERIC HALLE AS CHAIR
Thank you for the feedback!!
BCSC SETTLES WITH PORTFOLIO MANAGER FOR SALES PRACTICE AND COMPLIANCE SYSTEM VIOLATIONS
INVESTOR COMPLAINS THAT UNSUITABLE MUTUAL FUND INVESTMENTS LED TO FINANCIAL LOSS
CIRO UPDATED GUIDANCE - ANTI-MONEY LAUNDERING COMPLIANCE FOR INVESTMENT DEALERS
PMAC SUMMARY ON THE OSC"S ANNUAL COMPLIANCE AND REGISTRANT REGULATION (CRR) BRANCH SUMMARY REPORT FOR DEALERS, ADVISERS AND INVESTMENT FUND MANAGERS