IFIC filed its submission responding to the CSA proposed NI 13-103 System Replacement Rule and the proposed repeal and replacemen...
CN Editor
July 30, 2019
IFIC REBRANDS AS SIMA, ESTABLISHIHNG IT AS THE LEADING VOICE FOR THE SECURITIES AND INVESTMENT MANAGEMENT INDUSTRY
IFIC RESPONDS TO CONSULTATION ON THE HARMONIZATION OF CIRO"S CONTINUING EDUCATION PROGRAMS
IFIC RESPONDS TO CIRO"S CONSULTATION ON NON-TAILORED ADVICE FROM OEO DEALERS
IFIC RESPONDS TO OSC"S PROPOSAL TO IMPROVE RETAIL INVESTOR ACCESS TO LONG-TERM ASSETS THROUGH INVESTMENT FUND PRODUCT STRUCTURES
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL