The CSA released its fiscal year 2018/19 Enforcement Report, which outlines how securities regulators are protecting investors an...
CN Editor
July 30, 2019
PATCHING TOGETHER CANADA"S FRAGMENTED SECURITIES REGULATORY SYSTEM
OSC ISSUES TEMPORARY CEASE TRADE ORDER AGAINST ADAM JOSEPH ARQUETTE AND ARQUETTE INSURANCE AND WEALTH MANAGEMENT
WOMAN SANCTIONED FOR INSIDER TRADING
CANADIAN SECURITIES REGULATORS PROPOSE SEMI-ANNUAL FINANCIAL REPORTING PILOT
Thank you for the feedback!!
CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
OSC SEEKS TO ENFORCE D&O SANCTIONS
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.