FINRA FINES CITIGROUP $1.25 MILLION FOR FAILING TO APPROPRIATELY FINGERPRINT OR SCREEN EMPLOYEES OVER A 7-YR PERIOD

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FINRA announced it has fined Citigroup Global Markets Inc. (CGMI) $1.25 million for failing to conduct timely or adequate backgro...


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FINRAEnforcement

CN Editor

July 30, 2019

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