FINRA FINES CITIGROUP $1.25 MILLION FOR FAILING TO APPROPRIATELY FINGERPRINT OR SCREEN EMPLOYEES OVER A 7-YR PERIOD

FINRA announced it has fined Citigroup Global Markets Inc. (CGMI) $1.25 million for failing to conduct timely or adequate backgro...


You need to be a subscriber to view this article. It's free!

CN Editor

July 30, 2019