The IIAC submitted a response to IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers, published on April...
CN Editor
July 30, 2019
THE INVESTMENT INDUSTRY ASSOCIATION OF CANADA (IIAC) EVOLVES WITH NEW NAME: THE CANADIAN FORUM FOR FINANCIAL MARKETS (CFFIM)
IIAC ANNOUNCES NEW NAME, RECOMMITS TO CATALYSING CHANGE: WEALTH PROFESSIONAL
IIAC PODCAST: FROM LAMBS TO LIONS: COMPETITION IS THE PATH TO COMPETITIVENESS (PART 2)
IIAC PODCAST: FROM LIONS TO LAMBS: THE DECLINE OF CANADIAN COMPETITIVENESS (PART 1)
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS