The IIAC submitted a response to IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers, published on April...
CN Editor
July 30, 2019
THE INVESTMENT INDUSTRY ASSOCIATION OF CANADA (IIAC) EVOLVES WITH NEW NAME: THE CANADIAN FORUM FOR FINANCIAL MARKETS (CFFIM)
IIAC ANNOUNCES NEW NAME, RECOMMITS TO CATALYSING CHANGE: WEALTH PROFESSIONAL
IIAC PODCAST: FROM LAMBS TO LIONS: COMPETITION IS THE PATH TO COMPETITIVENESS (PART 2)
IIAC PODCAST: FROM LIONS TO LAMBS: THE DECLINE OF CANADIAN COMPETITIVENESS (PART 1)
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL