The IIAC submitted a response to IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers, published on April...
CN Editor
July 30, 2019
THE INVESTMENT INDUSTRY ASSOCIATION OF CANADA (IIAC) EVOLVES WITH NEW NAME: THE CANADIAN FORUM FOR FINANCIAL MARKETS (CFFIM)
IIAC ANNOUNCES NEW NAME, RECOMMITS TO CATALYSING CHANGE: WEALTH PROFESSIONAL
IIAC PODCAST: FROM LAMBS TO LIONS: COMPETITION IS THE PATH TO COMPETITIVENESS (PART 2)
IIAC PODCAST: FROM LIONS TO LAMBS: THE DECLINE OF CANADIAN COMPETITIVENESS (PART 1)
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
ADVISOR SANCTIONED FOR TAKING CLIENT INFO
CLIENT FOCUSED REFORMS (CFR) - TARGETED COMPLIANCE GUIDANCE: PRACTICAL STEPS TO HELP DEALER MEMBERS ("DEALERS") AND APPROVED PERSONS ("APS") MEET THEIR REGULATORY OBLIGATIONS AND PROTECT INVESTORS