The IIAC submitted a response to IIROC Notice 19-0076 Minor Contravention Program and Early Resolution Offers, published on April...
CN Editor
July 30, 2019
IIAC NAMES BOARD CHAIR AND VICE-CHAIR
OP-ED: COMPLEX EXEMPT MARKET OFFERING REQUIRE MORE VIGOROUS OVERSIGHT
LAURA PAGLIA NAMED NEXT IIAC HEAD
INVESTMENT INDUSTRY NO QUITE IMMUNE TO CRISIS, BUT RESILIENT
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS