CFA Societies Canada has named Michael Thom, CFA, as its new managing director. Thom assumes the role following a multi-year volu...
CN Editor
July 31, 2019
IOSCO PUBLISHES FINAL REPORT ON REGULATORY IMPLICATIONS AND GOOD PRACTICES ON THE EVOLUTION OF MARKET STRUCTURES
RISKS ARISE AS EXCHANGES EVOLVE, IOSCO SAYS
HOW TO RUN AN AIRTIGHT PRACTICE THAT PROTECTS CLIENTS AND YOURSELF
SEC ADOPTS RULES TO IMPROVE CLEARING AGENCY GOVERNANCE AND MITIGATE CONFLICTS OF INTEREST
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CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
EXEMPTIONS GRANTED BY CIRO IN 2023
CANADIAN SECURITIES REGULATORS EXPLORE STREAMLINING REGISTRATION DELEGATION TO THE CANADIAN INVESTMENT REGULATORY ORGANIZATION