CFA Societies Canada has named Michael Thom, CFA, as its new managing director. Thom assumes the role following a multi-year volu...
CN Editor
July 31, 2019
FCA SEEKS MORE CREDIBILITY FOR ESG RATINGS
FCA DECIDES TO FINE AND BAN ROBIN CRISPIN ODEY
GROWTH OF PRIVATE MARKETS REQUIRES CONTINUED FOCUS ON VALUATIONS
IOSCO PUBLISHES FINAL REPORT ON REGULATORY IMPLICATIONS AND GOOD PRACTICES ON THE EVOLUTION OF MARKET STRUCTURES
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THE BANKER, THE BROTHERS, THE FRIENDS AND THEIR FRAUDS
DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR
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ASC ALLEGES JASON DAVID NEALE, RANDAL STEWART THOMPSON AND WILLIAM ALLAN GREEN BREACHED ALBERTA SECURITIES LAWS