The FCA is has published guidance which sets out the cryptoasset activities it regulates. This is in response to the FCA’s consul...
CN Editor
August 01, 2019
FCA SETS LANDMARK CRYPTO RULES TO CEMENT THE UK"S PLACE AS A GLOBAL HUB
INVESTOR ALERT: LDPMANAGEMENT FALSELY CLAIMING CIRO REGISTRATION
FCA CONSULTS ON TARGETED CHANGES TO LISTING RULES FOR CLOSED-ENDED INVESTMENT FUND
INVESTOR ALERT: NOVARIS FALSELY CLAIMING CIRO REGISTRATION
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REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
CIRO REGISTRATION - THE FIT AND PROPER TEST FOR APPROVED PERSONS