On September 6, 2019, amendments to the Dealer Member Rules come into effect respecting order execution services (OES). The amen...
CN Editor
August 07, 2019
CSA STAFF NOTICE 21-335 INFORMATION PROCESSOR FOR EXCHANGE-TRADED SECURITIES OTHER THAN OPTIONS
B.C. MAN PLEADS GUILTY TO BREACHING BCSC ORDER
SHORT-SELLING DEALERS STAY SECRET
USE OF IDENTIFIERS AND NOTIFICATION REQUIREMENTS RESPECTING CERTAIN ORDER EXECUTION ONLY AND DIRECT ELECTRONIC ACCESS CLIENTS AND ADVISERS
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