On July 25, 2019, the applicable securities regulatory authorities approved amendments to UMIR Rule 6.6 (Amendments) that modify...
CN Editor
August 09, 2019
PROPOSED AMENDMENTS RESPECTING CONTINGENT DERIVATIVE ORDERS
PROPOSED GUIDANCE ON APPLICABLE TRADING INCREMENTS
AMENDMENTS RESPECTING THE REASONABLE EXPECTATION TO SETTLE A SHORT SALE
GUIDANCE ON UMIR REQUIREMENTS RELATED TO SHORT SELLING AND FAILED TRADES
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GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION