A protective order hearing has been scheduled before a Hearing Panel of IIROC in the matter of Dominick Capital Corporation ("DC...
CN Editor
August 13, 2019
CIRO MEMBER AMALGAMATION: IG WEALTH MANAGEMENT INC.
CIRO MEMBER NAME CHANGE: WORLDSOURCE SECURITIES INC.
CIRO MEMBER CHANGE OF CONTROL: OANDA (CANADA) CORPORATION ULC
INVESTOR ALERT: INVESTMENT RECOVERY SCAM BY IIROC IMPERSONATOR
Thank you for the feedback!!
SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL