A protective order hearing has been scheduled before a Hearing Panel of IIROC in the matter of Dominick Capital Corporation ("DC...
CN Editor
August 13, 2019
CIRO MEMBER CHANGE OF CONTROL: K.J. HARRISON & PARTNERS INC.
CIRO MEMBER AMALGAMATION: ROTHENBERG WEALTH MANAGEMENT INC. AND HARBOURFRONT WEALTH MANAGEMENT INC.
CIRO MEMBER CHANGE OF CONTROL: CWB WEALTH PARTNERS LTD. AND CANADIAN WESTERN FINANCIAL LTD.
CIRO MEMBER CHANGE OF CONTROL: PWL CAPITAL INC.
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GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
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