A protective order hearing has been scheduled before a Hearing Panel of IIROC in the matter of Dominick Capital Corporation ("DC...
CN Editor
August 13, 2019
MX - ADMISSION OF APPROVED PARTICIPANT - INDEPENDENT TRADING GROUP (ITG) (#84)
CI FINANCIAL CORP. - CHANGE IN CONTROL
CIRO MEMBER NAME CHANGE: OPTIMIZE WEALTH MANAGEMENT INC.
CIRO MEMBER AMALGAMATION: IG WEALTH MANAGEMENT INC.
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
CIRO CYBERSECURITY UPDATES