On August 13, 2019, the Special Committee - Regulatory Division of Bourse de Montréal Inc. approved the resignation of Friedberg ...
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August 16, 2019
CIRO MEMBER CHANGE OF CONTROL: STEADYHAND INVESTMENT FUNDS INC.
BMO FACES MX FRONT RUNNING ALLEGATION
CIRO MEMBER CHANGE OF CONTROL: K.J. HARRISON & PARTNERS INC.
REGULATORY DIVISION ANNUAL REPORT
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL