The Bourse de Montreal Inc. announced amendments to its list of fees effective October 1st, 2019.
CN Editor
August 16, 2019
CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
SIMA ADVOCATES FOR FAIR FEES IN RESPONSE TO CIRO PROPOSAL
OBSI 2026 FEES FOR PARTICIPATING FIRMS
NASAA ANNOUNCES 2026 FEE SCHEDULE FOR INVESTMENT ADVISER REGISTRATION DEPOSITORY SYSTEM
Thank you for the feedback!!
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO SANCTIONS HAYWOOD SECURITIES INC. FOR SUPERVISION FAILURES
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON