The Bourse de Montreal Inc. announced amendments to its list of fees effective October 1st, 2019.
CN Editor
August 16, 2019
CANADIAN SECURITIES REGULATORS PROPOSE AMENDMENTS TO MULTILATERAL INSTRUMENT 13-102 SYSTEM FEES
FINRA POISED TO HIKE BROKER"S FEE
0BSI 2025 FEES FOR PARTICIPATING FIRMS
TMX UPDATED LIST OF FINES FOR MINOR VIOLATIONS
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CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
EXEMPTIONS GRANTED BY CIRO IN 2023
CANADIAN SECURITIES REGULATORS EXPLORE STREAMLINING REGISTRATION DELEGATION TO THE CANADIAN INVESTMENT REGULATORY ORGANIZATION