Following a hearing held on August 16, 2019 in Toronto, Ontario, a Hearing Panel of the IIROC suspended the membership rights and...
CN Editor
August 19, 2019
INVESTOR ALERT: LOONIEFX FALSELY CLAIMS IIROC REGISTRATION
CIRO MEMBER CHANGE OF CONTROL - STANHOPE CAPITAL GROUP SA
CIRO MEMBER RESIGNATION - PLANNING CIRCLE FINANCIAL GROUP INC.
CIRO MEMBER CHANGE OF CONTROL - STONEHAGE FLEMING FAMILY & PARTNERS LIMITED
Thank you for the feedback!!
CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING