Following a hearing held on August 16, 2019 in Toronto, Ontario, a Hearing Panel of the IIROC suspended the membership rights and...
CN Editor
August 19, 2019
CIRO MEMBER NAME CHANGE: NATIONAL BANK SAVINGS AND INVESTMENTS INC.
WEBSITE CONSOLIDATION: PHASE 2 UPDATE
CIRO MEMBER AMALGAMATION - VENTUM FINANCIAL CORP. AND ECHELON WEALTH PARTNERS INC.
CIRO MEMBER NAME CHANGE - LEEDE FINANCIAL INC.
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CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
EXEMPTIONS GRANTED BY CIRO IN 2023
CANADIAN SECURITIES REGULATORS EXPLORE STREAMLINING REGISTRATION DELEGATION TO THE CANADIAN INVESTMENT REGULATORY ORGANIZATION