Following a hearing held on August 16, 2019 in Toronto, Ontario, a Hearing Panel of the IIROC suspended the membership rights and...
August 19, 2019
COURT UPHOLDS OSC DECISION DENYING REP"S APPEAL
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NEW SRO LIST OF FOREIGN EXCHANGE (FX) SPOT RISK MARGIN RATES FOR CANADIAN AND U.S. BASE CURRENCY ACCOUNTS
BRANT SECURITIES LIMITED
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NEW SRO ALLEGES FORMER SCOTIA CAPITAL INC. REP CONDUCTED OFF-BOOK INVESTMENTS WITHOUT AUTHORIZATION
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