Following a hearing held on August 16, 2019 in Toronto, Ontario, a Hearing Panel of the IIROC suspended the membership rights and...
CN Editor
August 19, 2019
CIRO MEMBER AMALGAMATION: ROTHENBERG WEALTH MANAGEMENT INC. AND HARBOURFRONT WEALTH MANAGEMENT INC.
CIRO MEMBER CHANGE OF CONTROL: CWB WEALTH PARTNERS LTD. AND CANADIAN WESTERN FINANCIAL LTD.
CIRO MEMBER CHANGE OF CONTROL: PWL CAPITAL INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.
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BCSC ALLEGES WASH TRADING BY TORONTO SECURITIES LAWYER
CIRO RULE CONSOLIDATION PROJECT - PHASE 5
CIRO CYBERSECURITY SELF-ASSESSMENT TOOL FOR CIRO DEALER MEMBERS
CHANGES TO COMPANION POLICY 81-101 MUTUAL FUND PROSPECTUS DISCLOSURE