As indicated in IIROC Notice 19-0147, the Canadian Securities Administrators (CSA) have approved IIROC’s: (1) Investor Applicatio...
CN Editor
August 23, 2019
CIRO PROPOSED GUIDANCE ON MARKETPLACE THRESHOLDS AND SINGLE-STOCK CIRCUIT BREAKERS
CIRO GUIDANCE ON EXTENDED HOURS TRADING
JOINT CANADIAN SECURITIES ADMINISTRATORS AND CANADIAN INVESTMENT REGULATORY ORGANIZATION STAFF NOTICE 91-307 GUIDANCE RELATED TO EVENT CONTRACTS: COMPLIANCE WITH REGULATORY REQUIREMENTS
CSA AND CIRO ISSUES GUIDANCE ON FOREIGN-LISTED ETF PRACTICES
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OSC FLAGS ISSUES WITH INDUSTRY AI USE
NEW WEALTH GROUP LAUNCHES PM BUSINESS COMBINING 4 FIRMS
CIRO ALLEGES GATEKEEPER FAILURES BY CANACCORD GENUITY REP FROM CALGARY, AB
AMEX SANCTIONED FOR AML FAILINGS