The IIAC published their comments on the proposed amendments to the continuing education rules (IIROC Notice 19-0117). Among some...
CN Editor
August 28, 2019
IIAC RECOMMENDATIONS FOR CIRO RULE CONSOLIDATION - PHASE 3
INDUSTRY GROUPS WANT LOOSER RULES FOR QUALIFIED INVESTMENTS
OSC SEEKS FEEDBACK ON PROPOSED PROCESS FOR DISTRIBUTING DISGORGED FUNDS TO HARMED INVESTORS
DEALERS QUESTION LACK OF COST SAVINGS UNDER CIRO"S PROPOSED FEE MODEL
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