The IIAC published their comments on the proposed amendments to the continuing education rules (IIROC Notice 19-0117). Among some...
CN Editor
August 28, 2019
RULEBOOK REWRITE SPARKS PUSHBACK
IIAC: FURTHER RECOMMENDATIONS FOR SHORT SALES AND FAILED TRADES
CFTC APPROVES A JOINT RULE PROPOSAL TO ESTABLISH TECHNICAL DATA REPORTING STANDARDS
CANADIAN SECURITIES REGULATORS PROPOSE TARGETED CHANGES TO CERTAIN RULES AND POLICIES, INCLUDING THE DEFINITION OF “VENTURE ISSUER”
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B.C. - BASED CRYPTO TRADING PLATFORM DEFRAUDED CUSTOMERS OF $13 MILLION
RONALD JAMES AITKENS SENTENCED TO FOUR YEARS IN JAIL FOR FRAUD AND MISLEADING STATEMENTS
PMAC SUMMARY ON OSC NOTICE 33-756 – SUMMARY REPORT FOR DEALERS, ADVISERS AND INVESTMENT FUND MANAGERS 2023-2024
SUPREME COURT CURBS REGULATORS’ ENFORCEMENT POWER