The IIAC published their comments on the proposed amendments to the continuing education rules (IIROC Notice 19-0117). Among some...
CN Editor
August 28, 2019
BCSC NOTICE AND REQUEST FOR COMMENT - PROPOSED AMENDMENTS TO NI 94-101 MANDATORY CENTRAL COUNTERPARTY CLEARING OF DERIVATIVES
IIAC COMMENTS TO: DEFINING NON-TAILORED ADVICE FOR ORDER EXECUTION ONLY CHANNELS
PROPOSED AMENDMENTS RESPECTING CONTINGENT DERIVATIVE ORDERS
CSA PUBLISHES NOTICE AND REQUEST FOR COMMENT ON PROPOSED AMENDMENTS TO TRADING FEE CAPS CHARGED BY MARKETPLACES
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CIRO COMPLIANCE REPORT FOR 2025: HELPING DEALERS WITH COMPLIANCE
COMPANION POLICY 93-101 - DERIVATIVES: BUSINESS CONDUCT
U.S. CHARGES CANADIAN FOR ALLEGED CRYPTO HACK
IFIC MAKES SUBMISSION ON PHASE 4 OF CIRO"S RULE CONSOLIDATION PROJECT