The IIAC published their comments on the proposed amendments to the continuing education rules (IIROC Notice 19-0117). Among some...
CN Editor
August 28, 2019
SHORT-SELLING DEALERS STAY SECRET
RULE CONSOLIDATION PROJECT - PROPOSED CIRO RULES
FORMER REP CONVICTED ON FRAUD CHARGES
PROPOSED AMENDMENTS TO BC INSTRUMENT 22-502
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
FORMER BROKER CHARGED IN "FREE RIDER" CASE
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
EX-ADVISOR CONVICTED OF RIPPING OFF NBA PLAYERS