CLARIFYING USE OF AUTOMATION FOR IIROC-REGULATED OEO INVESTMENT FIRMS

edit delete

IIROC published guidance to clarify how Order Execution Only (OEO) investment firms may use automation in their approval process...


You need to be a subscriber to view this article. It's free!
Sign In / Sign Up
OEO IIROC

CN Editor

August 29, 2019

Click here to view source article

Feedback

Thank you for the feedback!!