• Home
  • News
  • Calendar
  • Events
  • FAQs
    • bookmarks Reading List
    • settings My Profile
    • settings Admin Settings
    • verified_user Admin Panel
    • exit_to_app Logout

IIROC REQUEST FOR COMMENT: PROPOSED AMENDMENTS RESPECTING NON-CLIENTS

edit delete

IIROC has published for comment proposed amendments (Proposed Amendments) to IIROC’s Universal Market Integrity Rules (UMIR) and...


You need to be a subscriber to view this article. It's free!
Sign In / Sign Up
IIROCRequest for Comment

CN Editor

September 06, 2019

Click here to view source article
favorite_border

facebook turned_in_not

Related Articles

PROPOSED AMENDMENTS TO BC INSTRUMENT 22-502

December 17, 2025

INVESTOR ALERT: LOONIEFX FALSELY CLAIMS IIROC REGISTRATION

December 09, 2025

INVESTOR ALERT: TRADOCK LTD FALSELY CLAIMS IIROC REGISTRATION

November 07, 2025

BCSC NOTICE AND REQUEST FOR COMMENT - PROPOSED AMENDMENTS TO BC INSTRUMENT 22-502 REGISTRATION BY THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

October 17, 2025
SUBSCRIBE

Feedback

Thank you for the feedback!!

ASC ALLEGES JASON DAVID NEALE, RANDAL STEWART THOMPSON AND WILLIAM ALLAN GREEN BREACHED ALBERTA SECURITIES LAWS

January 06, 2026

THE BANKER, THE BROTHERS, THE FRIENDS AND THEIR FRAUDS

January 08, 2026

DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR

January 05, 2026

EX-TD BANKER PLEADS GUILTY IN MONEY LAUNDERING CASE

January 08, 2026

Home · About · Privacy Policy · Terms & Conditions · FAQs · Contact Us

Comarm Solutions Inc. ©

67 Yonge St Suite 601
Toronto ON M5E 1J8

+1 416 304 9482

support@compliancenews.ca



Compliance News is a website dedicated to keeping securities compliance professionals up-to-date and well informed.