IIROC has published for comment proposed amendments (Proposed Amendments) to IIROC’s Universal Market Integrity Rules (UMIR) and...
CN Editor
September 06, 2019
CANADIAN SECURITIES REGULATORS PROPOSE AMENDMENTS TO MANDATORY CENTRAL COUNTERPARTY CLEARING OF DERIVATIVES
CANADIAN SECURITIES ADMINISTRATORS PROPOSE AMENDMENTS TO MODERNIZE CONTINUOUS DISCLOSURE REGIME FOR INVESTMENT FUNDS
CFTC APPROVES A JOINT RULE PROPOSAL TO ESTABLISH TECHNICAL DATA REPORTING STANDARDS
CANADIAN SECURITIES REGULATORS PROPOSE TARGETED CHANGES TO CERTAIN RULES AND POLICIES, INCLUDING THE DEFINITION OF “VENTURE ISSUER”
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B.C. - BASED CRYPTO TRADING PLATFORM DEFRAUDED CUSTOMERS OF $13 MILLION
RONALD JAMES AITKENS SENTENCED TO FOUR YEARS IN JAIL FOR FRAUD AND MISLEADING STATEMENTS
PMAC SUMMARY ON OSC NOTICE 33-756 – SUMMARY REPORT FOR DEALERS, ADVISERS AND INVESTMENT FUND MANAGERS 2023-2024
SUPREME COURT CURBS REGULATORS’ ENFORCEMENT POWER