IIROC has published for comment proposed amendments (Proposed Amendments) to IIROC’s Universal Market Integrity Rules (UMIR) and...
CN Editor
September 06, 2019
BCSC NOTICE AND REQUEST FOR COMMENT - PROPOSED AMENDMENTS TO NI 94-101 MANDATORY CENTRAL COUNTERPARTY CLEARING OF DERIVATIVES
PROPOSED AMENDMENTS RESPECTING CONTINGENT DERIVATIVE ORDERS
CSA PUBLISHES NOTICE AND REQUEST FOR COMMENT ON PROPOSED AMENDMENTS TO TRADING FEE CAPS CHARGED BY MARKETPLACES
IFIC SUPPORTS CIRO"S ENHANCED COST REPORTING REQUIREMENTS, ASKS FOR CLARIFICATION ON SEVERAL KEY POINTS
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CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION