The AMF announced the appointment of Oumar Diallo to the position of Director, Fintech and Innovation. Mr. Diallo has solid exper...
CN Editor
September 10, 2019
RISKS ARISE AS EXCHANGES EVOLVE, IOSCO SAYS
THE ONTARIO SECURITIES COMMISSION AND AUTORITE DES MARCHES FINANCIERS PUBLISH MULTILATERAL CONTINUOUS DISCLOSURE REVIEW AND GUIDANCE FOR INDEPENDENT REVIEW COMMITTEES
AMF ORGANIZATIONAL STRUCTURE ADAPTED TO ADDRESS CHANGES IN THE FINANCIAL SECTOR
AMF ISSUES COMPLAINT HANDLING RULES
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CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS