The MFDA sanctioned Robert John Kent ("Kent"), a salesperson with Investia Financial Services in St. John"s, NL. Kent admitted t...
CN Editor
September 11, 2019
CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM FREDERICTON, NB
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CIRO SANCTIONS INVESTIA FINANCIAL SERVICES REP FROM SASKATOON, SK
CIRO SANCTIONS DESJARDINS FINANCIAL SECURITY INVESTMENTS REP FROM OTTAWA, ON
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CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
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