The MFDA sanctioned Robert John Kent ("Kent"), a salesperson with Investia Financial Services in St. John"s, NL. Kent admitted t...
CN Editor
September 11, 2019
CIRO SANCTIONS INVESTIA FINANCIAL SERVICES REP FROM OAKVILLE, ON
CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL