The IFIC welcomed the Canadian Securities Administrators’ (CSA) plan to implement specific initiatives that seek to reduce the re...
CN Editor
September 13, 2019
SIMA UNVEILS NEW TAGLINE AT 2025 ANNUAL LEADERSHIP CONFERENCE
DENVER-BASED EDUCATION PROVIDER ACQUIRES SEEWHY FINANCIAL LEARNING
IFIC REBRANDS AS SIMA, ESTABLISHIHNG IT AS THE LEADING VOICE FOR THE SECURITIES AND INVESTMENT MANAGEMENT INDUSTRY
IFIC RESPONDS TO CONSULTATION ON THE HARMONIZATION OF CIRO"S CONTINUING EDUCATION PROGRAMS
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING