The Ontario Securities Commission (OSC) is warning investors that Blue Sail Trading and its associated trading platform Derivativ...
CN Editor
September 18, 2019
OSC SEEKS TO ENFORCE D&O SANCTIONS
COMPANY, EXECS SANCTIONED FOR MISLEADING DISCLOSURE
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
THAT"S A WRAP ON FUND MANAGER"S RECEIVERSHIP
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
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