The MFDA has been informed that First Affiliated Securities Inc. intends to resign its membership. The resignation process has be...
CN Editor
September 19, 2019
MFDA PERFORMANCE REPORTING TARGETED REVIEW
RESEARCH REPORT: IMPROVING FEE DISCLOSURES FOR CANADIAN INVESTOR
APPROVAL OF MFDA CONTINUING EDUCATION (CE) REQUIREMENTS
MFDA HEARING PANEL ACCEPTS SETTLEMENT AGREEMENT WITH PFSL INVESTMENTS CANADA REP
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS