The MFDA has been informed that First Affiliated Securities Inc. intends to resign its membership. The resignation process has be...
CN Editor
September 19, 2019
CIRO MEMBER CHANGE OF CONTROL: K.J. HARRISON & PARTNERS INC.
CIRO MEMBER AMALGAMATION: ROTHENBERG WEALTH MANAGEMENT INC. AND HARBOURFRONT WEALTH MANAGEMENT INC.
CIRO MEMBER CHANGE OF CONTROL: CWB WEALTH PARTNERS LTD. AND CANADIAN WESTERN FINANCIAL LTD.
CIRO MEMBER CHANGE OF CONTROL: PWL CAPITAL INC.
Thank you for the feedback!!
CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION