On September 11, 2019, the Ontario Securities Commission (the OSC) approved the amendment proposed by TriAct Canada Marketplace L...
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September 20, 2019
DISCIPLINARY DECISION — OFFER OF SETTLEMENT LAURENTIAN BANK SECURITIES INC.
MARKET SHARE REPORT FOR THE FIRST QUARTER OF 2023
TMX GROUP CONSOLIDATED TRADING STATISTICS - JANUARY 2023
TMX GROUP EQUITY FINANCING STATISTICS - OCTOBER 2022
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CEO SETTLES WITH ASC AFTER ADMITTING TO "TIPPING"
NEW SRO ALLEGES FORMER SCOTIA SECURITIES INC REP FALSIFIED CLIENT SIGNATURES AND MADE FALSE OR MISLEADING STATEMENTS DURING INVESTIGATION
NEW SRO ALLEGES FORMER CANACCORD GENUITY CORP REP FAILED TO LEARN AND REMAIN INFORMED OF THE ESSENTIAL FACTS RELATIVE TO A CLIENT
SEC ISSUES LARGEST-EVER WHISTLEBLOWER AWARD