On September 17th, 2019, the application of CASGRAIN & COMPANY LIMITED to join Bourse de Montréal Inc. as an Approved Participant...
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September 20, 2019
CIRO MEMBER CHANGE OF CONTROL: CORMARK SECURITIES INC.
CIRO MEMBER CHANGE OF CONTROL - STANHOPE CAPITAL GROUP SA
CIRO MEMBER RESIGNATION - PLANNING CIRCLE FINANCIAL GROUP INC.
CIRO MEMBER CHANGE OF CONTROL - STONEHAGE FLEMING FAMILY & PARTNERS LIMITED
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING