On September 17th, 2019, the application of CASGRAIN & COMPANY LIMITED to join Bourse de Montréal Inc. as an Approved Participant...
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September 20, 2019
CIRO MEMBER NAME CHANGE: NATIONAL BANK SAVINGS AND INVESTMENTS INC.
TMX UPDATED LIST OF FINES FOR MINOR VIOLATIONS
CIRO MEMBER AMALGAMATION - VENTUM FINANCIAL CORP. AND ECHELON WEALTH PARTNERS INC.
CIRO MEMBER NAME CHANGE - LEEDE FINANCIAL INC.
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ONTARIO FIRM PAYS $60,000 FOR COMPLIANCE DEFICIENCIES
CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
ELEVATE FINANCIAL CORP. AND ITS PRINCIPALS CONSENT TO ASC REGISTRATION SUSPENSION