As part of the MFDA’s 2018-2022 Strategic Plan, the MFDA launched its Member Outreach Initiative (see MFDA Bulletin #0754 – M) to...
CN Editor
September 26, 2019
CIRO MEMBER CHANGE OF CONTROL: STEADYHAND INVESTMENT FUNDS INC.
CIRO MEMBER CHANGE OF CONTROL: K.J. HARRISON & PARTNERS INC.
CIRO MEMBER AMALGAMATION: ROTHENBERG WEALTH MANAGEMENT INC. AND HARBOURFRONT WEALTH MANAGEMENT INC.
CIRO MEMBER CHANGE OF CONTROL: CWB WEALTH PARTNERS LTD. AND CANADIAN WESTERN FINANCIAL LTD.
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SEC FINES CANADIAN FIRM OVER REGISTRATION
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FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL