The 2019 Compensation Survey is now available for purchase. This survey, completed in partnership with Baynes & White, includes 3...
CN Editor
September 26, 2019
PMAC - UNITED STATES LEGISLATION, H.R.1 - ONE BIG BEAUTIFUL BILL ACT
GROUP CALL FOR BETTER CO-ORDINATION OF SECURITIES RULES ACROSS PROVINCES
PMAC RESPONDS TO CSA STAFF NOTICE AND CONSULTATION 11-348- APPLICABILITY OF CANADIAN SECURITIES LAWS AND THE USE OF ARTIFICIAL INTELLIGENCE SYSTEMS IN CAPITAL MARKETS
PMAC"S RESPONSE TO THE OSC"S CONSULTATION PAPER: OPPORTUNITY TO IMPROVE RETAIL INVESTOR ACCESS TO LONG-TERM ASSETS THROUGH INVESTMENT FUND PRODUCT STRUCTURES
Thank you for the feedback!!
SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL