The 2019 Compensation Survey is now available for purchase. This survey, completed in partnership with Baynes & White, includes 3...
CN Editor
September 26, 2019
PMAC SUMMARY OF BCSC 2022 REPORT CARD
PMAC - FINAL AMENDMENTS ANNOUNCED TO TOTAL COST REPORTING FOR INVESTMENT FUNDS AND INSURANCE SEGREGATED FUNDS
PMAC SURVEY: MORE THAN ONE-QUARTER OF CANADIAN INVESTMENT FIRMS OPT FOR HYBRID WORK MODEL OF THREE DAYS A WEEK IN OFFICE
PMAC APPLAUDS OSC DECISION TO BAN DEFERRED SALES CHARGES ON FUNDS
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CEO SETTLES WITH ASC AFTER ADMITTING TO "TIPPING"
NEW SRO ALLEGES FORMER SCOTIA SECURITIES INC REP FALSIFIED CLIENT SIGNATURES AND MADE FALSE OR MISLEADING STATEMENTS DURING INVESTIGATION
NEW SRO ALLEGES FORMER CANACCORD GENUITY CORP REP FAILED TO LEARN AND REMAIN INFORMED OF THE ESSENTIAL FACTS RELATIVE TO A CLIENT
SEC ISSUES LARGEST-EVER WHISTLEBLOWER AWARD