The SEC announced that is has voted to adopt a new rule and form amendments that are designed to modernize the regulation of exch...
CN Editor
September 27, 2019
SEC CONTINTUES EFFORTS TO ASSIST MARKET PARTICIPANTS DURING IMPLEMENTATION OF TREASURY CLEARING RULES
SEC ISSUES ORDER TO REDUCE OPERATING COSTS OF CONSOLIDATED AUDIT TRAIL
SEC SEEKS PUBLIC COMMENT TO IMPROVE RULES ON RESIDENTIAL MORTGAGE-BACKED SECURITIES AND ASSET-BACKED SECURITIES
CANADIAN AI FOUNDER FACES U.S. FRAUD CHARGE
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
CIRO CYBERSECURITY UPDATES