The Regulatory Division of Bourse de Montréal Inc. published Circular 130-19 intended to provide regulatory guidance to approved ...
CN Editor
September 30, 2019
GUIDANCE RESPECTING ORDER EXECUTION ONLY ACCOUNTS AS A FORM OF THIRD-PARTY ELECTRONIC ACCESS TO MARKETPLACES
GUIDANCE ON CERTAIN MANIPULATIVE AND DECEPTIVE TRADING PRACTICES
USE OF MARKET-ON-CLOSE FACILITIES
ENTERING ORDERS ON BOTH SIDES OF THE MARKET
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
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GUIDANCE ON TRADING SUPERVISION OBLIGATIONS