The MFDA sanctioned Michael Jonathan Bast ("Bast"), a former salesperson and Branch Manager with PFSL Investments Ltd in Waterloo...
CN Editor
October 01, 2019
CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
CIRO SANCTIONS QUADRUS INVESTMENT SERVICES REP FROM REGINA, SK
Thank you for the feedback!!
SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL