European securities regulators have launched a review of their efforts to protect retail investors from risky, complex products,...
CN Editor
October 01, 2019
CIFP SUES FP CANADA FOR AGREEMENT BREACH, TRADE LIBEL
OSC STILL OVERSEEING EMERGE CANADA AS RECEIVABLE REMAINS UNPAID
CANADA TO REQUIRE CRYPTOASSET REPORTING BY 2027
WILL 2024 BE THE YEAR OF COMPLIANCE TECHNOLOGY?
Thank you for the feedback!!
CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS