In a bid to stoke competition and innovation in the ETF industry, U.S. securities regulators are modernizing the rules for ETFs. ...
CN Editor
October 01, 2019
FOREX SCHEMERS GET LONG PRISON SENTENCES
SEC PUBLISHES UPDATED MARKET STATISTICS, HIGHLIGHTING INCREASE IN IPOS AND PROCEEDS RAISED
SEC SANCTIONS "WHITE LABEL" CFD TRADERS
MX PROPOSES RETAIL-FOCUSED REFORMS
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS